To
From
Series 65, Uniform Investment Adviser Law Examination
Core
North American Securities Administrators Association
Certified Pension Consultant
American Society of Pension Professionals and Actuaries
Series 66, Uniform Combined State Law Examination
Associate, Customer Service
LOMA
Series 63, Uniform Securities Agent State Law Examination
Chartered Market Technician - Level I
Market Technicians Association
Master Financial Planner
Advanced
American Academy of Financial Management
Certified Securities Operations Professional
American Bankers Association
Chartered Financial Analyst
CFA Institute
Certified Investment Management Analyst
Investments and Wealth Institute